Citywire Money, Markets and Masterminds

How to survive an FSCA inspection

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In October’s Regulatory Rulebook episode of Money, Markets and Masterminds, Marrelie Victor, the Financial Sector Conduct Authority’s Departmental Head of Financial Advisers and Intermediaries, joins Citywire South Africa editor Ruan Jooste to discuss weak needs analyses, missing records of advice, replacement product disclosures and generic risk assessments. She also explains what FSPs can expect during an inspection and how to address the findings.
27 Oct English South Africa Investing

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